HeungKong Financial Group, a member of the HeungKong Group,
is dedicated to providing clients with professional one-stop financial services.

 

HeungKong Capital

HeungKong Capital comprises a team of experienced and talented financial professionals who are well-versed in international capital market, IPO and M&A transactions. We act as sponsor and underwriter in Hong Kong IPOs and financial adviser for various capital market transactions, as well as offer services in relation to equity and debt products. HeungKong Capital is a corporation licensed by the Securities and Futures Commission (CE number: BJH993)

 

HeungKong Securities

HeungKong Securities is staffed with a team of industry professionals who are experienced in international equity markets and well-equipped to provide clients with brokerage services for equities and bonds and discretionary management and asset management services. We pride ourselves in offering an efficient and reliable securities trading platform.
HeungKong Securities is a corporation licensed by the Securities and Futures Commission (CE number: BJB477) and a Hong Kong Stock Exchange and Clearing House Participant.

 

HeungKong Financial Holding

Qianhai HeungKong Financial Holding Group is a subsidiary under HeungKong Group that is specializing in providing financial services. Other than being one of the five major industrial sectors focused by the company, it is also among the pioneers of financial groups that entered Qianhai Shenzhen-Hong Kong Cooperation Zone for China Pilot Financial Services.

more about “HeungKong Financial Holding”。

The HeungKong Financial Group offers services in the following areas: securities brokerage, research, corporate finance, asset management and fintech.

Securities brokerage

• Hong Kong equities
• Exchange Traded Funds
• Bonds

• HeungKong Financial is staffed with licensed professionals to provide tailored investment advice and a one-stop Hong Kong securities brokerage service to clients. Our services include trading in equities, IPO subscriptions, warrants, callable bull/bear contracts, ETFs, REITs and bonds listed on the Hong Kong Stock Exchange.
• Exchange Traded Funds (ETF) are a cost-effective way for investors to invest in different markets. Investors deal in ETFs in the same way as other listed securities and can place their orders through us during exchange trading hours. ETF normally tracks a portfolio to allow investors to diversify within a chosen market. Having said that, there are some ETFs which only tracks one particular asset class.
• Bonds are debt instruments issued by sovereign states, governmental authorities or corporations whereby the issuer undertakes to pay interest at a pre-determined rate and to repay the principal in accordance with the terms of the debt instrument.

Research

Corporate finance

Corporate finance
—
The corporate finance team at HeungKong Financial provides professional advice to assist corporations with fundraising and business development in Hong Kong and the PRC. Our team members are qualified professionals with in-depth knowledge and execution experience in different types of corporate finance and capital market transactions.
The HeungKong Financial corporate finance team focuses on acting in the following roles and providing the following services: IPO sponsor, financial adviser, independent financial adviser, compliance adviser, secondary market fundraising, private equity and principal investments, mergers and acquisitions and restructuring.

Learn more about recent transactions completed by the HeungKong Fincnail corporate finance team members

 

Asset management

The asset management arm of HeungKong Financial provides clients with multi-faceted investment strategies
based on an all-rounded approach which aims at achieving a better-than-market return.
Our asset management business comprise mainly fund investment and discretionary investment.

• Private equity funds
• Hedge fund
• Discretionary investment management services

• Private equity funds
  —

  

  Our private equity funds invest in non-listed private companies.
  
  General strategy of our private equity funds:
  Venture capital, leveraged buy-outs, growth capital and distressed investments
  
  · Require a longer investment period
  · Ensure improvement in the liquidity of the target company
  · Focus on long term growth potential of the target company
  
  Our private equity fund investments, through changes in management, streamlining of operations and/or expansion, aim to ultimately achieve returns by subsequent sale or IPO.

• Hedge fund
  —
  The HeungKong Financial team strives to optimize clients’ investment portfolios by leveraging on its experience in asset management and adopting a professional and independent management approach.

   

  Strategic portfolios
  —

  
  Market neutral

  
  Macro funds

  
  Event driven

  
  Long put portfolios

  
  Long/short equity
  

  Market neutral

  Operationally, HeungKong Financial strives to minimize the impact of market fluctuations and to maintain market neutrality by holding corresponding long / short positions to hedge or arbitrage.

  

  Macro funds

  Buying and selling different investment products (e.g. equities, bonds, forex, commodities, futures, etc.) in different markets around the world, these funds generally take a top-down approach to analyzing world economies. Investment decisions are made having regard to macroeconomic trends and the global political environment.

  

  Event driven

  Fund’s objective is to profit from opportunities or pricing fluctuations arising out of expected corporate actions. For example, adopting an arbitrage strategy in response to expected merger and acquisitions activity or investing in distressed companies.

  

  Long put portfolios

  A basic hedging strategy, the fund manager buys a stock and at the same time buys a put option at a specified price and over a specified period. The put option can effectively hedge against the stock’s downside risk.

  

  Long/short equity

  Another hedging strategy, the fund manager first identifies a growth industry, then buys the shares of certain quality enterprises within that industry and at the same time sells the shares of under-performing companies of that industry. Generally speaking, the objective of these funds is not to maintain market neutrality; depending on the manager’s view on price trends, the fund could be net long (i.e. majority of the portfolio being in long position) or net short (i.e. majority of the portfolio being in short position).

• Discretionary investment management services
  —
  Through a comprehensive one-stop service, we provide clients with recommendations and investment portfolios which aim to achieve an absolute return. By understanding clients’ individual investment goals and risk profiles, we tailor investment portfolios which are suited for individual clients’ needs.

   

  
  Strategic investment

  
  Stringent monitoring mechanisms

  
  Real time adjustments according to market conditions

  
  Periodic valuation of portfolio assets

   

Fintech