In order to provide services and to comply with regulatory requirements, HeungKong Financial Group limited (“HKFG”) collects certain personal, nonpublic information from you. This includes information:

•    provided during the account application process (e.g. your name, email address, telephone number, date of birth, investment objectives, etc.);
•    acquired as a result of the transactions you conduct through the HeungKong Securities Limited or in connection with services offered by HKFG;
•    received from consumer-reporting agencies;
•    collected through Internet "cookies”.

Cookies are bits of textual information that are sent electronically from a web server to your browser and are stored on your computer.  They do not identify you individually or contain personal information about you, unless you have identified yourself or provided the information by, for example, opening an account or registering for an online service.  HKFG may use cookies to measure and identify website traffic patterns and to track the performance of web features and advertisements.  By providing HKFG with a better understanding of how you and others use HKFG’s website and other web services, cookies enable HKFG to improve the navigation and functionality of its website and to present you with the most useful information and offers.  HKFG may share information obtained from cookies with its employees, agents, and affiliates, but does not sell such information to unaffiliated third parties.  HKFG may permit other companies or their third-party advertisement servers to set cookies on your browser when you visit HKFG’s website.  We also use cookies to improve the performance of our advertising on our website.

We do not disclose personal, nonpublic information to individuals or entities that are not affiliated with HKFG, except as provided by law.  For example, among other reasons, we may disclose or report such information: where necessary to authorize, effect, administer or enforce transactions that you request or authorize; to maintain and administer your account; to provide you with account confirmations, statements and records; to maintain appropriate archival records; where we believe that disclosure is required by applicable law, rules or regulations; to cooperate with law enforcement, regulatory or self-regulatory organizations; in connection with resolving disputes arising from your transactions or services we provide to you; to enforce our customer and other agreements; to meet our obligations; or to protect our rights and property.  As long as consistent with applicable securities laws and regulations, we may share anonymized account information or anonymized delayed order information with third parties (and/or share such information among our affiliates) for the purpose of analysis, research, market data compilation, product creation, establishing order routing and execution relationships, or for any other lawful purpose.

If you wish to access a copy of your personal data or you wish to modify any personal data which we hold about you, or you want us to cease processing any of your personal data held by us, subject to applicable law, you can do so by written request to contact set out below.

In the case of a request for access to personal data, we reserve the right to charge an appropriate fee, if applicable.  You may be required to supply a valid means of identification as a security precaution to assist us in preventing the unauthorized disclosure of your personal data.  We will process your request within the time provided by applicable law.

Compliance Department
HeungKong Financial Group Limited
Suite 622, Ocean Centre, Harbour City
Tsim Sha Tsui, Kowloon
Hong Kong
Tel: (852) 3972 0765
Fax: (852) 3972 0730
Email: compliance@heungkongfinancial.com